Below are the funds available and their minimum investment amounts. If you don’t see the fund you are looking for or are uncertain whether a fund is available for your use, contact us.
| Fund | Settlement Date | Taxable Initial | Taxable Subsequent | Non-Taxable Initial | Non-Taxable Subsequent |
| NORTHERN LIGHTS FD TR OCEAN CL I1 SHS (SIRJX) View Prospectus |
1 | $100,000.00 | $0.00 | $100,000.00 | $0.00 |
| NORTHERN LIGHTS FD TR OCEAN P INVESTOR (SRFNX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| NORTHERN LIGHTS FD TR OCEAN P INVESTOR (SRSNX) View Prospectus |
1 | $10,000.00 | $0.00 | $10,000.00 | $0.00 |
| NORTHERN LIGHTS FD TR OCEAN INSTITUTIO (SRTJX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| NORTHERN LIGHTS FD TR SIERRA TCTL INV (SSIIX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| NORTHERN LIGHTS FD TR SIERRA TACTICL A (SSIZX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| NORTHERN LIGHTS FD TR SIERRA TCTL A (STBKX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| NORTHERN LIGHTS FD TR OCEAN P INVESTOR (STBNX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
| NORTHERN LIGHTS FD TR OCEAN INSTITUTIO (STEJX) View Prospectus |
1 | $10,000.00 | $0.00 | $10,000.00 | $0.00 |
| NORTHERN LIGHTS FD TR OCEAN P INVESTOR (STENX) View Prospectus |
1 | $10,000.00 | $0.00 | $10,000.00 | $0.00 |
| NORTHERN LIGHTS FD TR OCEAN P INVESTOR (STMNX) View Prospectus |
1 | $0.00 | $0.00 | $0.00 | $0.00 |
Some funds charge fees to cover marketing, distribution and administrative expenses. These fees include marketing fees known as a “12b-1 fees”, as well as certain record keeping or shareholder services fees. Such fees are included in the fund’s overall expense ratio and a portion of these fees may be paid to us. We reserve the right to change the funds we make available at any time without prior notice.